IMPORTANT DISCLOSURE INFORMATION
Rhoads Lucca Capital Management, Inc. (“Rhoads Lucca”) is an SEC registered investment adviser located in Dallas, Texas. Rhoads Lucca and its representatives are in compliance with the current filing requirements imposed upon SEC registered investment advisers by those states in which Rhoads Lucca maintains clients. Rhoads Lucca may only transact business in those states in which it is registered, or qualifies for an exemption or exclusion from registration requirements. Rhoads Lucca’s web site is limited to the dissemination of general information pertaining to its advisory services, together with access to additional investment-related information, publications, and links. Accordingly, the publication of Rhoads Lucca’s web site on the Internet should not be construed by any consumer and/or prospective client as Rhoads Lucca’s solicitation to effect, or attempt to effect transactions in securities, or the rendering of personalized investment advice for compensation, over the Internet. Any subsequent, direct communication by Rhoads Lucca with a prospective client shall be conducted by a representative that is either registered or qualifies for an exemption or exclusion from registration in the state where the prospective client resides. For information pertaining to the registration status of Rhoads Lucca, please contact the SEC or the state securities regulators for those states in which Rhoads Lucca maintains a notice filing. A copy of Rhoads Lucca’s current written disclosure statement discussing Rhoads Lucca’s business operations, services, and fees is available from Rhoads Lucca upon written request. Rhoads Lucca does not make any representations or warranties as to the accuracy, timeliness, suitability, completeness, or relevance of any information prepared by any unaffiliated third party, whether linked to Rhoads Lucca’s web site or incorporated herein, and takes no responsibility therefor. All such information is provided solely for convenience purposes only and all users thereof should be guided accordingly.
Please remember that different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment or investment strategy (including those undertaken or recommended by Rhoads Lucca), will be profitable or equal any historical performance level(s).
Certain portions of Rhoads Lucca’s web site (i.e. newsletters, articles, commentaries, etc.) may contain a discussion of, and/or provide access to, Rhoads Lucca’s (and those of other investment and non-investment professionals) positions and/or recommendations as of a specific prior date. Due to various factors, including changing market conditions, such discussion may no longer be reflective of current position(s) and/or recommendation(s). Moreover, no client or prospective client should assume that any such discussion serves as the receipt of, or a substitute for, personalized advice from Rhoads Lucca, or from any other investment professional. Rhoads Lucca is neither an attorney nor an accountant, and no portion of the web site content should be interpreted as legal, accounting or tax advice.
Rankings and/or recognition by unaffiliated rating services and/or publications should not be construed by a client or prospective client as a guarantee that he/she will experience a certain level of results if Rhoads Lucca is engaged, or continues to be engaged, to provide investment advisory services, nor should it be construed as a current or past endorsement of Rhoads Lucca by any of its clients. Rankings published by magazines, and others, generally base their selections exclusively on information prepared and/or submitted by the recognized adviser.
Each client and prospective client agrees, as a condition precedent to his/her/its access to Rhoads Lucca’s web site, to release and hold harmless Rhoads Lucca, its officers, directors, owners, employees and agents from any and all adverse consequences resulting from any of his/her/its actions and/or omissions which are independent of his/her/its receipt of personalized individual advice from Rhoads Lucca.
BLOG DISCLOSURE
Please remember that past performance may not be indicative of future results. Different types of investments involve varying degrees of risk, and there can be no assurance that the future performance of any specific investment, investment strategy, or product made reference to directly or indirectly in this blog (including the investments and/or investment strategies recommended or undertaken by Rhoads Lucca Capital Management, Inc.), will be profitable, equal any corresponding indicated historical performance level(s), or be suitable for your portfolio. Due to various factors, including changing market conditions, the content may no longer be reflective of current opinions or positions. Moreover, you should not assume that any discussion or information contained in this blog serves as the receipt of, or as a substitute for, personalized investment advice from Rhoads Lucca Capital Management, Inc. . To the extent that a reader has any questions regarding the applicability of any specific issue discussed above to his/her individual situation, he/she is encouraged to consult with the professional advisor of his/her choosing. A copy of Rhoads Lucca Capital Management, Inc.’s current written disclosure statement discussing our advisory services and fees is available for review upon request.